Job Description
Join our elite compliance team in Durham, NC, and shape the future of regulatory excellence. As a Senior Compliance Officer, you'll safeguard our organization's integrity while enjoying an industry-leading compensation package. This high-impact role offers unparalleled growth opportunities in one of America's fastest-growing tech hubs. If you're passionate about precision, ethics, and driving compliance innovation, apply today.
Responsibilities
- Develop and implement robust compliance programs aligned with federal regulations (SOX, AML, GDPR)
- Conduct comprehensive risk assessments and internal audits across all business units
- Lead regulatory reporting and ensure adherence to FINRA, SEC, and OCC guidelines
- Collaborate with legal and executive teams to mitigate compliance risks
- Train staff on compliance policies and emerging regulatory changes
- Monitor industry trends and advise on regulatory impact
- Manage compliance investigations and corrective action plans
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 7+ years of compliance experience in financial services or fintech
- Expert knowledge of banking regulations and risk management frameworks
- Certified Compliance & Ethics Professional (CCEP) designation required
- Advanced proficiency in compliance software (e.g., MetricStream, RSA Archer)
- Proven track record of designing scalable compliance solutions
- Exceptional analytical and communication skills
- Ability to thrive in fast-paced, regulated environments