Job Description
Join our elite compliance team at Global Financial Solutions Inc. in Minneapolis, MN, where we're revolutionizing financial regulatory oversight. As a Senior Compliance Officer, you'll safeguard our organization against evolving regulatory landscapes while shaping industry standards. Enjoy competitive compensation, hybrid work flexibility, and unparalleled professional development in a culture that values integrity and innovation.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal regulations (FINRA, SEC, Dodd-Frank)
- Conduct risk assessments and internal audits for financial products and services
- Lead regulatory reporting initiatives to state and federal authorities
- Train stakeholders on compliance protocols and emerging regulatory changes
- Coordinate with legal counsel on enforcement actions and regulatory inquiries
- Monitor industry trends and propose proactive compliance strategies
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 7+ years compliance experience in financial services
- Certified Compliance & Ethics Professional (CCEP) designation
- Expertise in AML, KYC, and anti-fraud frameworks
- Advanced proficiency in compliance management software (e.g., MetricStream, RSA Archer)
- Proven track record of regulatory investigations and remediation
- Strong analytical skills with attention to detail