Job Description
Join our elite compliance team at Global Financial Services Inc. and become a guardian of regulatory excellence in the heart of Columbus. We're seeking a Senior Compliance Officer to architect and implement robust compliance frameworks within our dynamic financial services environment. This high-impact role offers unparalleled career growth, competitive compensation, and the opportunity to shape industry standards while safeguarding our organization against evolving regulatory landscapes.
As a cornerstone of our risk management division, you'll collaborate with executive leadership to navigate complex regulations including Dodd-Frank, SOX, and AML protocols. Our Columbus headquarters provides a modern, collaborative workspace with cutting-edge resources and a culture that values integrity and innovation. Enjoy comprehensive benefits including flexible work arrangements, professional development stipends, and industry-leading retirement plans.
Responsibilities
- Develop, implement, and monitor comprehensive compliance programs aligned with federal and state regulations
- Conduct rigorous risk assessments and internal audits across financial operations
- Lead regulatory reporting initiatives and ensure adherence to SEC/FINRA requirements
- Design and deliver compliance training programs for 500+ employees
- Collaborate with legal and audit teams to remediate compliance gaps
- Stay ahead of regulatory changes through continuous market research
- Manage compliance investigations and enforcement actions
- Mentor junior compliance professionals to build organizational capability
Qualifications
- Bachelor's degree in Finance, Accounting, or related field (Master's preferred)
- 7+ years of compliance experience in financial services
- Certified Compliance & Regulatory Professional (CCRP) or equivalent designation
- Deep expertise in FINRA, SEC, and Ohio state regulations
- Proven track record of developing enterprise-wide compliance frameworks
- Exceptional analytical and problem-solving abilities
- Strong leadership experience managing compliance teams
- Advanced proficiency in compliance management software (e.g., RSA Archer, MetricStream)