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Finance & Compliance 🏢 Full Time ⭐️ Verified

Senior Compliance Officer

Cincy Financial Group
Cincinnati
Estimated Salary
USD 110.000 – USD 140.000
Live Update
20 September 2026
Deadline
20 Sep 2027

Job Description

Join our award-winning financial institution as a Senior Compliance Officer and drive regulatory excellence in Ohio's thriving financial hub. We're seeking a strategic leader to safeguard our operations while shaping the future of compliance in Cincinnati's dynamic market. Enjoy competitive compensation, hybrid work flexibility, and career advancement opportunities in one of America's most affordable major cities.

Why Choose Cincinnati? Home to Fortune 500 companies, world-class healthcare, and a cost of living 15% below the national average. Our downtown riverfront location offers unmatched work-life balance with professional growth potential.

Responsibilities

  • Develop and implement comprehensive compliance programs aligned with federal regulations (Dodd-Frank, BSA/AML, FCRA) and Ohio state laws
  • Conduct risk assessments and internal audits to identify compliance gaps across lending, securities, and wealth management divisions
  • Lead regulatory examinations with state/federal agencies including the OCC, SEC, and CFPB
  • Design training programs for 200+ employees on evolving compliance requirements and ethical standards
  • Collaborate with legal and executive teams on regulatory changes impacting business strategy
  • Manage compliance reporting dashboard and maintain meticulous documentation for audit trails
  • Mentor junior compliance analysts and lead cross-functional risk mitigation initiatives

Qualifications

  • Bachelor's degree in Finance, Law, or related field; JD/MBA preferred
  • 8+ years progressive compliance experience in financial services with 3+ years in leadership roles
  • Deep expertise in Ohio banking regulations and federal financial compliance frameworks
  • Strong analytical skills with proficiency in compliance software (e.g., Actimize, NICE Actimize)
  • Proven track record of leading successful regulatory examinations and remediation projects
  • CFMP, CRCM, or CAMS certification required
  • Exceptional communication skills with ability to translate complex regulations to stakeholders
  • Experience with fintech compliance and digital asset regulations a plus

Required Skills

Regulatory Compliance Risk Management AML BSA Internal Controls Financial Auditing Regulatory Reporting Ohio Banking Laws Dodd-Frank Act FCRA CFPB OCC SEC NICE Actimize Actimize Fintech Compliance Digital Assets

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