Job Description
Join our dynamic compliance team at Nebraska Financial Services, where integrity meets innovation. As a Compliance Officer, you'll be the guardian of regulatory excellence in Nebraska's growing financial sector. We offer a collaborative environment where your expertise directly shapes our ethical framework and operational resilience. Enjoy competitive benefits, professional development opportunities, and the chance to make a tangible impact in Lincoln's thriving business community.
Responsibilities
- Monitor and interpret federal, state, and local regulations affecting financial services
- Develop and implement compliance policies and procedures across all departments
- Conduct regular internal audits and risk assessments
- Train staff on regulatory requirements and ethical standards
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal and executive teams on regulatory changes
- Prepare comprehensive compliance reports for stakeholders
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and Nebraska state regulations
- Excellent analytical and problem-solving abilities
- Certified Regulatory Compliance Manager (CRCM) preferred
- Proficiency in compliance management software (e.g., Compliance.ai)
- Exceptional communication and documentation skills