Job Description
Join our elite compliance team at Global Financial Solutions Inc. and become a guardian of regulatory excellence in the heart of Ohio's financial hub. We're seeking a dynamic Senior Compliance Officer to design and implement robust compliance frameworks that protect our organization's integrity while driving business growth. This high-impact role offers unparalleled career advancement opportunities and a competitive compensation package in Columbus's thriving business ecosystem.
Responsibilities
- Develop and maintain comprehensive compliance programs aligned with federal (SEC, FINRA, OCC) and Ohio state regulations
- Conduct high-stakes risk assessments and internal audits across financial operations
- Lead regulatory reporting initiatives for SEC filings and state compliance disclosures
- Collaborate with legal and executive teams to navigate complex regulatory changes
- Mentor junior compliance professionals and drive continuous improvement initiatives
- Manage compliance training programs for 500+ employees across 5 states
Qualifications
- Bachelor's degree in Finance, Law, or related field; advanced degree preferred
- 7+ years of compliance experience in financial services or regulated industries
- Certified Regulatory Compliance Manager (CRCM) or CCEP designation required
- Expert knowledge of SEC regulations, Ohio Revised Code, and FINRA rules
- Proven track record of designing compliance frameworks for institutions >$5B AUM
- Exceptional analytical skills with experience in regulatory technology platforms
- Strong leadership abilities with experience managing compliance teams