Job Description
Join our award-winning compliance team as a Compliance Officer with comprehensive paid training! Global Financial Solutions is seeking motivated professionals in Louisville, KY to launch or advance their careers in regulatory compliance. Our 12-week paid training program equips you with expertise in financial regulations, risk assessment, and policy implementation. Enjoy competitive benefits, mentorship from industry experts, and clear growth pathways. Perfect for career changers and recent graduates!
Why join us?
- Industry-leading paid training ($2,000 stipend during training)
- Comprehensive health/dental/vision insurance
- 401(k) with company match
- Tuition reimbursement program
- Hybrid work schedule available
Responsibilities
- Monitor regulatory changes (FINRA, SEC, OCC) and update compliance policies
- Conduct internal audits and risk assessments across departments
- Prepare compliance reports for executive leadership and regulators
- Train staff on regulatory requirements and best practices
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and audit teams on compliance initiatives
- Maintain compliance documentation and audit trails
Qualifications
- High school diploma or equivalent (bachelor's preferred)
- Basic knowledge of financial regulations (training provided)
- Strong analytical and problem-solving skills
- Excellent written and verbal communication abilities
- Proficiency in MS Office Suite and compliance software
- Ability to handle sensitive information with discretion
- Detail-oriented with exceptional organizational skills
- Willingness to obtain industry certifications (paid by company)