Job Description
Join our dynamic team as a Compliance Officer at Global Financial Solutions Inc. in Atlanta, GA. You'll be pivotal in ensuring regulatory adherence and mitigating risks across all operations. This role offers a competitive salary, comprehensive benefits, and opportunities for professional growth in a thriving financial hub.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, state laws)
- Develop and implement compliance policies/procedures
- Conduct internal audits and risk assessments
- Train staff on compliance protocols
- Manage regulatory reporting and documentation
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and senior leadership on compliance strategies
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving skills
- Proficiency in compliance management software
- Excellent written/verbal communication abilities