Job Description
Join our dynamic team as a Part-Time Compliance Officer in Newark, NJ. You'll play a pivotal role in ensuring regulatory adherence, mitigating risks, and fostering a culture of compliance across all operations. This flexible opportunity offers the perfect blend of professional impact and work-life balance.
Our ideal candidate thrives in detail-driven environments, possesses strong analytical skills, and is passionate about maintaining ethical standards. You'll collaborate with cross-functional teams while reporting directly to the Head of Compliance. Enjoy competitive compensation and the chance to make a tangible difference in a growing industry.
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, AML) to ensure organizational compliance
- Conduct regular audits and risk assessments across departments
- Develop and implement compliance policies, procedures, and training programs
- Investigate potential violations and recommend corrective actions
- Prepare comprehensive compliance reports for senior leadership
- Liaise with regulatory bodies and external auditors
- Maintain accurate compliance documentation and records
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance/regulatory experience (financial services preferred)
- Strong knowledge of federal and state regulations (NJ-specific a plus)
- Certified Regulatory Compliance Manager (CRCM) or similar designation
- Exceptional analytical and problem-solving abilities
- Proficiency in compliance software (e.g., ComplianceEase, MetricStream)
- Excellent written and verbal communication skills