Job Description
Join Nexus Financial Group's elite compliance team in the heart of Silicon Valley. We're seeking a Senior Compliance Officer to navigate complex regulatory landscapes while driving strategic initiatives in our dynamic fintech environment. This high-impact role offers competitive compensation, comprehensive benefits, and unparalleled growth opportunities at one of America's fastest-growing financial institutions.
Responsibilities
- Develop and implement robust compliance frameworks aligned with FINRA, SEC, and California regulatory requirements
- Conduct risk assessments and internal audits for AML/KYC protocols and transaction monitoring systems
- Lead cross-functional initiatives to ensure adherence to GDPR, CCPA, and emerging data privacy regulations
- Provide expert guidance to senior leadership on regulatory changes and compliance implications
- Manage compliance training programs and foster a culture of ethical conduct across 500+ employees
- Collaborate with legal and product teams to design compliant fintech solutions
- Prepare detailed regulatory reports and respond to examinations from DFPI and federal agencies
Qualifications
- Bachelor's degree in Finance, Law, or related field; advanced degree or CCEP/CAMS certification preferred
- 7+ years in compliance with 3+ years in fintech, banking, or regulated financial services
- Deep expertise in California-specific financial regulations and federal compliance frameworks
- Proven experience managing compliance programs for high-growth technology companies
- Exceptional analytical skills with ability to translate complex regulations into actionable controls
- Strong proficiency in compliance software (e.g., Fenergo, MetricStream) and data visualization tools
- Excellent communication skills with ability to present to executive stakeholders and regulators