Job Description
Join our dynamic compliance team at Global Financial Services Inc. as a Senior Compliance Officer in Philadelphia, PA. You'll play a critical role in ensuring regulatory adherence across all business operations while driving continuous improvement in our compliance framework. This position offers the opportunity to work with industry experts in a fast-paced financial environment, making a tangible impact on risk mitigation and regulatory strategy.
Responsibilities
- Monitor and interpret evolving regulatory requirements (FinCEN, SEC, CFTC) to ensure organizational compliance
- Develop, implement, and maintain robust compliance policies and procedures
- Lead internal compliance audits and risk assessments with actionable recommendations
- Coordinate with legal and business units on compliance-related initiatives and training
- Manage regulatory reporting requirements and documentation
- Investigate potential compliance breaches and implement corrective actions
- Stay current with industry best practices and emerging regulatory trends
Qualifications
- Bachelor's degree in Finance, Law, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations (AML, BSA, KYC)
- Experience with compliance management software (e.g., RSA Archer, LogicGate)
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification
- Exceptional analytical and problem-solving abilities
- Excellent written and verbal communication skills