Job Description
Join our dynamic compliance team at Nevada Financial Solutions Inc. and become a guardian of regulatory excellence in the heart of Las Vegas! We're seeking a detail-oriented Senior Compliance Officer to design, implement, and monitor robust compliance frameworks. This pivotal role ensures adherence to federal regulations (FinCEN, SEC), state laws, and industry standards while fostering a culture of integrity across all operations. You'll collaborate with executive leadership to mitigate risks, conduct internal audits, and drive continuous improvement initiatives. If you're passionate about safeguarding organizations while navigating complex regulatory landscapes, we encourage you to apply today!
Responsibilities
- Develop and maintain comprehensive compliance programs aligned with FINRA, SEC, and Nevada gaming regulations
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Investigate potential violations and recommend corrective actions with documentation
- Train staff on regulatory requirements and ethical conduct standards
- Monitor regulatory updates and implement policy changes proactively
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Collaborate with legal and audit teams to ensure consistent enforcement
Qualifications
- Bachelor's degree in Finance, Law, Business Administration, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or gaming industry
- Active CRCM, CAMS, or CCEP certification required
- Deep knowledge of federal/state regulations (NRS 463, BSA/AML)
- Advanced proficiency in compliance management software (e.g., MetricStream, RSA Archer)
- Exceptional analytical skills with attention to detail
- Strong written/verbal communication and presentation abilities
- Experience managing compliance audits and regulatory examinations