Job Description
Join our dynamic compliance team at Global Financial Services Inc. in Richmond, VA, and become a guardian of regulatory excellence! We're seeking a detail-oriented Senior Compliance Officer to navigate complex financial regulations, mitigate risks, and ensure our organization operates with unwavering integrity. This pivotal role offers hybrid flexibility and direct impact on our strategic compliance framework. If you thrive in fast-paced environments and possess a passion for ethical governance, apply today to shape the future of financial compliance.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal regulations (FINRA, SEC, OCC)
- Conduct internal audits and risk assessments across banking operations
- Investigate potential compliance breaches and recommend corrective actions
- Train staff on regulatory updates and ethical standards
- Collaborate with legal and executive teams on compliance strategies
- Monitor industry trends and regulatory changes
- Prepare compliance reports for board and regulatory bodies
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) designation
- Deep knowledge of banking regulations and AML protocols
- Exceptional analytical and problem-solving skills
- Strong written/verbal communication abilities
- Proficiency in compliance management software
- Ability to manage competing priorities in regulated environments