Job Description
Join our dynamic team as a Remote Compliance Officer in Houston, TX! We're seeking a detail-oriented professional to safeguard our organization's integrity through robust regulatory adherence. Enjoy flexible remote work while making a tangible impact in a rapidly evolving compliance landscape. What you'll love: Collaborative hybrid culture, competitive benefits, and opportunities to shape our ethical framework. Our ideal candidate: Proactive problem-solver with 5+ years in compliance, ready to thrive in a remote-first environment.
Responsibilities
- Monitor and interpret regulatory changes (SEC, FINRA, SOX) ensuring organizational alignment
- Conduct internal audits and risk assessments across business units
- Develop/implement compliance policies and training programs
- Lead investigations into potential violations and recommend corrective actions
- Collaborate with legal and executive teams on compliance strategy
- Manage compliance documentation and reporting requirements
- Stay current with emerging risks in fintech and energy sectors
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in regulated industries (finance/energy)
- Certifications (CRCM, CCEP, CAMS) strongly preferred
- Expertise in regulatory frameworks (Dodd-Frank, GDPR, AML)
- Advanced proficiency in compliance management software (e.g., MetricStream)
- Exceptional analytical and communication skills
- Proven ability to manage remote teams effectively
- Experience with cloud-based compliance systems