Job Description
Join Coastal Financial Services as a Senior Compliance Officer in Virginia Beach, VA and lead our regulatory compliance initiatives. We're seeking a dynamic professional to ensure adherence to federal/state regulations while driving ethical practices across our financial operations. Enjoy competitive compensation, comprehensive benefits, and career advancement in a thriving coastal economy.
As a key member of our risk management team, you'll develop compliance frameworks, conduct internal audits, and mentor junior staff. Our hybrid work model offers flexibility while maintaining collaboration in our state-of-the-art waterfront headquarters.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and Virginia banking regulations
- Conduct risk assessments and internal audits for AML, BSA, and consumer protection protocols
- Prepare regulatory reports and respond to examiner inquiries from FINRA/FDIC/State agencies
- Train staff on compliance policies and emerging regulatory changes
- Collaborate with legal and audit teams to resolve compliance violations
- Lead remediation efforts for regulatory findings
- Stay current on Virginia-specific financial regulations and industry trends
Qualifications
- Bachelor's degree in Finance, Law, or related field; advanced degree preferred
- 7+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or CAMS designation required
- Expert knowledge of federal banking regulations and Virginia state laws
- Proven experience managing AML/BSA programs
- Strong analytical skills with attention to detail
- Excellent communication and presentation abilities
- Experience with compliance software (e.g., Actimize, NICE Actimize)