Job Description
Join our elite compliance team at Global Financial Solutions Inc., a leading financial institution in Pittsburgh's thriving tech corridor. We're seeking a Senior Compliance Officer to drive regulatory excellence in a dynamic, high-stakes environment. This pivotal role offers unparalleled career growth, competitive compensation, and the opportunity to shape compliance strategies for multi-billion-dollar portfolios.
Our award-winning culture combines innovation with integrity, offering hybrid work arrangements, comprehensive benefits, and professional development stipends. You'll collaborate with C-suite executives while safeguarding our organization against regulatory risks in an ever-evolving financial landscape.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with SEC, FINRA, and state regulations
- Conduct high-stakes internal audits and risk assessments across trading operations
- Lead regulatory reporting initiatives for $5B+ asset portfolios
- Mentor junior compliance analysts and cross-departmental stakeholders
- Advise executive team on emerging regulatory trends and policy impacts
- Coordinate with legal counsel on enforcement actions and regulatory inquiries
Qualifications
- Bachelor's degree in Finance, Law, or related field; MBA/JD preferred
- 7+ years compliance experience in financial services or fintech
- Active CCEP or CRCM certification required
- Expertise in FINRA rules, SEC regulations, and AML protocols
- Advanced proficiency in compliance software (e.g., RSA Archer, MetricStream)
- Strong analytical skills with data-driven decision-making ability
- Excellent communication skills for regulatory stakeholder management