Job Description
Join our elite compliance team at Global Financial Solutions Inc., where integrity meets innovation. As a Senior Compliance Officer, you'll safeguard our operations while driving strategic regulatory initiatives in a dynamic financial services environment. Enjoy competitive compensation, comprehensive benefits, and career advancement in one of America's most vibrant cities.
Responsibilities
- Develop and implement robust compliance programs aligned with FINRA, SEC, and state regulations
- Conduct risk assessments and internal audits for banking operations
- Lead AML/BSA investigations and regulatory reporting
- Train staff on compliance policies and regulatory updates
- Collaborate with legal and audit teams on compliance frameworks
- Monitor regulatory changes and advise executive leadership
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- FINRA Series 24 or 26 license required
- Expertise in federal/state banking regulations
- Strong analytical and investigative skills
- Certified Regulatory Compliance Manager (CRCM) designation
- Proficient in compliance software (e.g., ComplySci)