Job Description
Join our elite compliance team at Global Financial Solutions Inc. and become a guardian of ethical excellence in the financial industry. We seek a dynamic Senior Compliance Officer to spearhead regulatory initiatives in our Buffalo headquarters. This high-impact role offers unparalleled career growth, comprehensive benefits, and the opportunity to shape compliance frameworks for Fortune 500 clients.
As a cornerstone of our risk management division, you'll navigate complex regulatory landscapes while mentoring junior professionals. Our culture champions innovation and integrity, offering competitive compensation and a hybrid work model. Apply today to join Buffalo's premier financial services provider.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal regulations (FINRA, SEC, NYDFS)
- Conduct high-stakes internal audits and risk assessments across 15+ business units
- Lead regulatory examinations and maintain zero-deficiency compliance records
- Mentor a team of 5 compliance analysts through advanced training initiatives
- Design automated monitoring systems for AML/KYC compliance with 99.9% accuracy
- Collaborate with legal counsel on policy revisions and enforcement actions
- Present quarterly compliance dashboards to executive leadership
Qualifications
- Bachelor's degree in Finance, Law, or related field (MBA/JD preferred)
- 7+ years of compliance experience in regulated financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent designation
- Expertise in NYDFS Part 500 and Anti-Money Laundering regulations
- Advanced proficiency in compliance software (e.g., ComplyAdvantage, Nasdaq Trade Surveillance)
- Proven track record of leading regulatory examinations without findings
- Strong analytical skills with data visualization capabilities
- Exceptional communication skills for stakeholder presentations