Job Description
Join our dynamic compliance team as a Remote-Friendly Compliance Officer and help us navigate the evolving regulatory landscape. This full-time position offers the flexibility to work remotely while making a significant impact on our organization's integrity and risk management strategies. You'll be instrumental in ensuring adherence to federal and state regulations, developing robust compliance frameworks, and fostering a culture of ethical excellence. Ideal for professionals seeking work-life balance without compromising career growth in a supportive, forward-thinking environment.
Responsibilities
- Monitor and interpret regulatory changes (e.g., SEC, FINRA, Kansas State Banking Laws) to update internal policies
- Conduct internal audits and risk assessments across financial operations and data handling processes
- Develop and implement compliance training programs for 200+ employees nationwide
- Manage incident response protocols and regulatory reporting for compliance breaches
- Collaborate with legal and IT teams on data privacy initiatives (GDPR/CCPA)
- Prepare quarterly compliance reports for executive stakeholders and regulatory bodies
- Lead cross-functional committees to embed compliance into business operations
Qualifications
- Bachelor's degree in Finance, Business Administration, or Law (Master's preferred)
- 5+ years of compliance experience with financial services or regulated industries
- Certified Compliance & Ethics Professional (CCEP) or equivalent certification
- Advanced knowledge of AML, KYC, and state-specific regulatory requirements
- Proven experience developing compliance programs for remote/hybrid teams
- Exceptional analytical skills with proficiency in compliance software (e.g., MetricStream, RSA Archer)
- Strong written communication for drafting policies and regulatory filings
- Ability to work independently with minimal supervision in a remote setting