Job Description
Join our dynamic team at Global Financial Solutions Inc. as a Compliance Officer and become a guardian of ethical excellence in Memphis' thriving financial sector. We're seeking a detail-oriented professional to safeguard regulatory integrity while driving innovation in compliance frameworks. Enjoy competitive benefits, professional development opportunities, and a collaborative environment where your expertise shapes industry standards. If you're passionate about maintaining operational integrity and want to make a tangible impact, this is your opportunity to excel in one of Tennessee's most vibrant business hubs.
Responsibilities
- Develop, implement, and monitor comprehensive compliance programs aligned with federal regulations (FINRA, SEC, AML)
- Conduct thorough internal audits and risk assessments across financial operations
- Investigate potential compliance violations and recommend corrective actions
- Prepare detailed regulatory reports and documentation for stakeholder review
- Train staff on updated compliance policies and regulatory changes
- Collaborate with legal counsel to ensure adherence to evolving industry standards
- Lead cross-functional compliance initiatives and process improvements
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Strong knowledge of FINRA rules, SEC regulations, and AML protocols
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification
- Exceptional analytical skills with attention to detail
- Proven ability to interpret complex regulatory requirements
- Excellent written communication and report-writing abilities
- Experience with compliance management software (e.g., MetricStream, RSA Archer)