Job Description
Join our dynamic compliance team as a Remote Compliance Officer in Omaha, NE! Global Financial Services Inc. is seeking a detail-oriented professional to ensure regulatory adherence and mitigate risk in our fast-paced financial environment. Enjoy the flexibility of remote work while making a tangible impact on our organization's integrity. We offer competitive compensation, comprehensive benefits, and career growth opportunities in a supportive, inclusive workplace.
As a key member of our compliance department, you'll collaborate with cross-functional teams to develop robust frameworks, conduct thorough audits, and stay ahead of evolving regulations. Our hybrid-remote model allows you to balance professional excellence with personal well-being.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (e.g., FINRA, SEC, AML)
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare detailed regulatory reports and maintain accurate documentation
- Train staff on compliance policies and regulatory updates
- Collaborate with legal and senior leadership on compliance strategies
- Investigate and resolve compliance violations with corrective action plans
- Stay current with industry trends and regulatory changes
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Certification (CRCM, CCEP, or CAMS) preferred
- Strong knowledge of federal/state regulations and industry standards
- Exceptional analytical and problem-solving abilities
- Proficiency in compliance software (e.g., ComplyAssistant, MetricStream)
- Excellent written/verbal communication skills
- Ability to work independently in a remote environment