Job Description
Join our dynamic team at Global Financial Solutions Inc., a leading fintech innovator, as a Compliance Officer in Irvine, CA. You'll be instrumental in safeguarding our operations against regulatory risks while driving ethical excellence in a fast-paced environment. Enjoy competitive benefits, professional development opportunities, and a culture that values integrity and growth.
Responsibilities
- Monitor and interpret evolving financial regulations (e.g., AML, BSA, Dodd-Frank)
- Conduct risk assessments and develop mitigation strategies
- Prepare compliance reports for executive stakeholders and regulatory bodies
- Design and deliver employee training programs on regulatory changes
- Collaborate with legal and audit teams to ensure policy alignment
- Lead internal audits and process improvement initiatives
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 5+ years compliance experience in financial services
- CAMS or CRCM certification preferred
- Expertise in regulatory frameworks (FinCEN, OCC, SEC)
- Advanced proficiency in compliance management software
- Exceptional analytical and communication skills