Job Description
Join our dynamic team as a Part-Time Compliance Officer in Columbus, OH! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks for our financial services clients. This flexible 20-hour/week role offers hybrid work arrangements and competitive compensation.
Global Compliance Partners is a nationally recognized consulting firm specializing in regulatory compliance solutions. We pride ourselves on fostering a collaborative environment where your expertise directly impacts client success.
Responsibilities
- Conduct risk assessments and compliance audits for financial institutions
- Develop and implement compliance policies adhering to federal/state regulations
- Monitor regulatory changes (FINRA, SEC, OCC) and update procedures accordingly
- Train staff on compliance protocols and best practices
- Prepare detailed compliance reports for senior leadership
- Collaborate with legal teams on regulatory investigations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience in financial services
- FINRA Series 65 or 63 certification required
- Proficiency in compliance software (e.g., Compliance.ai, LogicGate)
- Strong analytical and problem-solving skills
- Excellent written/verbal communication abilities
- Ability to work independently with minimal supervision