Job Description
Join our dynamic team as a Remote Compliance Officer and become a guardian of regulatory excellence. This pivotal role combines the flexibility of remote work with the opportunity to shape compliance strategies for a leading financial services firm. Based in Arlington, TX, you'll ensure adherence to federal regulations (including FINRA, SEC, and OCC guidelines) while driving a culture of ethical conduct and operational integrity. Enjoy a competitive salary package, comprehensive benefits, and the autonomy to make impactful decisions from anywhere in the US.
Responsibilities
- Develop, implement, and monitor compliance programs to mitigate regulatory risks
- Conduct internal audits and risk assessments across all business units
- Stay abreast of regulatory changes (e.g., Dodd-Frank, AML, GDPR) and update policies
- Train employees on compliance protocols and ethical standards
- Investigate and resolve compliance breaches with corrective action plans
- Collaborate with legal and executive teams on compliance strategy
- Prepare detailed reports for regulatory bodies and senior leadership
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Certification (CRCM, CCEP, or CAMS) strongly preferred
- Expert knowledge of federal/state regulations (FINRA, SEC, CFPB)
- Exceptional analytical and problem-solving abilities
- Proven experience with compliance management software (e.g., MetricStream, RSA Archer)
- Strong written/verbal communication skills with attention to detail