Job Description
Join our award-winning team as a Remote Compliance Officer and shape the future of regulatory excellence! At ComplianceFirst Solutions, we empower professionals to work flexibly while making a tangible impact. Enjoy competitive benefits, professional development opportunities, and a culture that values innovation. This role offers the perfect blend of remote flexibility and meaningful engagement with our Kansas City-based operations.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (FINRA, SEC, etc.)
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare detailed regulatory reports and documentation for stakeholders
- Train staff on compliance policies and emerging regulatory changes
- Collaborate with legal and executive teams on compliance strategy
- Investigate and resolve compliance violations with corrective action plans
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance/regulatory experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or similar designation
- Deep knowledge of Kansas/Missouri state and federal regulations
- Advanced analytical and problem-solving skills
- Exceptional written/verbal communication abilities
- Proficiency with compliance management software (e.g., RSA Archer, LogicGate)