Job Description
Join our dynamic compliance team as a Part-Time Compliance Officer and play a pivotal role in ensuring regulatory excellence for financial operations in Kansas City. This position offers flexible hours while allowing you to make significant impacts in risk management and regulatory adherence. Ideal for experienced professionals seeking work-life balance without compromising career growth.
Responsibilities
- Monitor regulatory changes and implement updated compliance protocols across financial transactions
- Conduct internal audits and risk assessments to identify potential compliance gaps
- Develop and maintain comprehensive compliance documentation and training materials
- Collaborate with legal and operations teams to resolve compliance issues
- Prepare detailed reports for senior management and regulatory bodies
- Ensure adherence to FINRA, SEC, and state-specific regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of financial regulations (Dodd-Frank, AML, KYC)
- Proficiency in compliance software (e.g., ComplianceEase, Wolters Kluwer)
- Excellent analytical and problem-solving abilities
- Ability to work independently with minimal supervision
- Strong written and verbal communication skills