Job Description
Join our dynamic team at Pacific Financial Group as a Compliance Officer in Honolulu, HI. We're urgently seeking a detail-oriented professional to ensure regulatory adherence and mitigate financial risks. This critical role requires proactive monitoring of evolving compliance frameworks and collaboration across departments to maintain our industry-leading standards. Enjoy competitive compensation, comprehensive benefits, and the opportunity to shape our compliance culture in Hawaii's vibrant financial hub.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal (FINRA, SEC) and state regulations
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Train staff on regulatory updates and ethical standards
- Investigate potential violations and recommend corrective actions
- Stay current on Hawaii-specific financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services or regulated industry
- FINRA Series 7 and Series 24 certifications required
- Strong knowledge of AML, KYC, and anti-fraud regulations
- Exceptional analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Ability to work independently while collaborating with cross-functional teams