Job Description
Start your compliance career tomorrow in Colorado Springs! Join our dynamic team at Mountain Peak Financial Services as a Compliance Officer. We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our growing financial operations. Enjoy competitive compensation, comprehensive benefits, and a supportive work environment where your expertise makes an immediate impact.
Responsibilities
- Monitor and interpret federal/state regulations (FINRA, SEC, CFPB) for compliance requirements
- Conduct internal audits and risk assessments across banking operations
- Develop/implement compliance policies and training programs for staff
- Investigate regulatory violations and recommend corrective actions
- Prepare detailed compliance reports for executive leadership and regulators
- Collaborate with legal team on regulatory updates and policy changes
- Manage compliance documentation and retention protocols
Qualifications
- Bachelor's degree in Finance, Business, or related field (required)
- 3+ years compliance/regulatory experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Expert knowledge of banking regulations and AML protocols
- Advanced analytical skills with attention to detail
- Strong written communication and report-writing abilities
- Proficient in compliance software (e.g., ComplyAssistant, Wolters Kluwer)
- Ability to prioritize tasks in fast-paced regulatory environment