Job Description
Join our dynamic team as a Part-Time Compliance Officer in Pittsburgh, PA. We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks within our financial services operations. This hybrid role (3 days in-office, 2 remote) offers flexible hours while making a significant impact on our compliance framework.
Why Join Us? Competitive compensation, comprehensive training, and a collaborative environment where your expertise drives our success. Perfect for experienced professionals seeking work-life balance without compromising career growth.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, state laws) to implement updated compliance procedures
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and maintain compliance documentation, policies, and training materials
- Investigate potential violations and recommend corrective actions
- Liaise with legal counsel and regulatory bodies during examinations
- Provide compliance guidance to departments on AML, KYC, and fair lending practices
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and banking compliance frameworks
- Proficiency in compliance software (e.g., ComplySci, Smarsh)
- Excellent analytical skills and attention to detail
- Ability to work independently with minimal supervision
- Certifications (CRCM, CAMS) strongly preferred