Job Description
Join our dynamic team immediately! Lubbock Financial Services is urgently seeking a detail-oriented Compliance Officer to ensure regulatory adherence and operational integrity. This critical role offers competitive compensation, comprehensive benefits, and the opportunity to shape our compliance framework in a growing financial institution. Apply today to secure your position in our forward-thinking organization.
What We Offer:
- Competitive salary with performance-based bonuses
- Comprehensive health, dental, and vision insurance
- 401(k) with employer matching
- Professional development stipend
- Flexible work arrangements
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal and state regulations (e.g., FINRA, SEC, OCC)
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare detailed regulatory reports and maintain accurate documentation
- Train staff on compliance policies and regulatory updates
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal and executive teams on regulatory changes
- Stay current on industry regulations through continuous education
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of FINRA, SEC, and banking regulations
- Excellent analytical skills with attention to detail
- Ability to interpret complex regulatory documents
- Proficiency in compliance software (e.g., ComplianceEase, Covidity)
- Strong written and verbal communication skills
- Professional certifications (CRCM, CAMS) highly desirable