Job Description
Join our dynamic compliance team and immediately impact regulatory adherence in Fort Worth's thriving financial sector. We're seeking a detail-oriented Compliance Officer to develop, implement, and monitor compliance programs ensuring adherence to federal regulations (SEC, FINRA, CFPB) and internal policies. This urgent opening offers direct exposure to high-stakes regulatory environments with opportunities for rapid career advancement.
Our ideal candidate thrives in fast-paced settings and possesses a deep understanding of financial regulations. You'll collaborate with legal, risk, and audit teams while maintaining compliance documentation and conducting employee training. This is your chance to make an immediate impact in a compliance-focused organization committed to ethical excellence.
Responsibilities
- Develop, implement, and maintain comprehensive compliance programs aligned with federal/state regulations
- Conduct regular internal audits and risk assessments to identify compliance gaps
- Prepare detailed regulatory reports for executive leadership and board committees
- Deliver compliance training programs to all staff departments
- Investigate potential compliance violations and recommend corrective actions
- Stay current on regulatory changes (e.g., Dodd-Frank, AML) and update policies accordingly
- Liaise with regulatory bodies during examinations and audits
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent preferred
- Expert knowledge of SEC, FINRA, and federal banking regulations
- Advanced proficiency in compliance management software (e.g., OnBase, Fiserv)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills for complex regulatory explanations
- Ability to thrive in high-pressure situations with tight deadlines