Job Description
Join our dynamic team as a Part-Time Compliance Officer and play a pivotal role in maintaining regulatory excellence at Global Financial Solutions Inc. This position offers a unique opportunity to safeguard our operations while gaining hands-on experience in the financial services sector. We value integrity, attention to detail, and proactive problem-solving. If you're passionate about compliance and want to make a tangible impact in Newark's thriving business community, we encourage you to apply today.
Responsibilities
- Monitor and ensure adherence to federal, state, and local regulations including FINRA, SEC, and AML requirements
- Conduct periodic internal audits and compliance assessments across departments
- Develop and implement compliance policies, procedures, and training programs
- Investigate potential violations and recommend corrective actions
- Stay current on regulatory changes and update compliance frameworks accordingly
- Collaborate with legal, operations, and risk management teams
- Prepare detailed compliance reports for senior management
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- Minimum 2 years of compliance/regulatory experience in financial services
- Strong knowledge of banking regulations and risk management frameworks
- Excellent analytical and problem-solving skills
- Proficient in compliance software and MS Office Suite
- Strong written and verbal communication abilities
- Certifications (CRCM, CAMS, or CCEP) preferred