Job Description
Join our dynamic compliance team at Financial Integrity Partners and play a pivotal role in maintaining regulatory excellence. We seek a meticulous Part-Time Compliance Officer to ensure adherence to federal and state regulations while driving ethical standards across our operations. This hybrid role (20 hours/week) offers flexible scheduling and the opportunity to work with industry leaders in Raleigh's thriving financial sector.
Our ideal candidate thrives in detail-oriented environments and possesses a passion for risk mitigation. You'll collaborate with legal, audit, and executive teams to implement robust compliance frameworks, conduct thorough risk assessments, and maintain meticulous documentation. Enjoy competitive compensation, professional development opportunities, and a supportive culture that values integrity and innovation.
Responsibilities
- Monitor and interpret regulatory changes (FinCEN, SEC, NC Banking Laws) to ensure organizational compliance
- Conduct periodic internal audits and risk assessments for financial products and services
- Develop and implement compliance policies, procedures, and training programs
- Investigate potential compliance violations and recommend corrective actions
- Prepare comprehensive reports for executive stakeholders and regulatory bodies
- Coordinate with legal counsel on regulatory inquiries and enforcement actions
- Maintain accurate compliance documentation and audit trails
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of AML, BSA, and KYC regulations
- Proficiency in compliance software (e.g., RSA Archer, ComplyAdvantage)
- Excellent analytical skills with attention to detail
- Ability to communicate complex regulations clearly to non-experts
- Relevant certification (CRCM, CAMS, or CCEP) preferred
- Valid North Carolina driver's license for occasional off-site meetings