Job Description
Join our dynamic team as a Part-Time Compliance Officer in Oakland, CA. We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our fast-paced financial services environment. This hybrid role offers flexible hours while making a significant impact on our compliance framework.
Why Join Us? Competitive compensation, professional development opportunities, and a collaborative culture committed to excellence. Perfect for experienced professionals seeking work-life balance without compromising career growth.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments across financial operations
- Prepare detailed compliance reports for senior management and regulatory bodies
- Train staff on regulatory requirements and compliance protocols
- Investigate potential violations and recommend corrective actions
- Maintain accurate records of compliance activities and documentation
- Collaborate with legal and risk management teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and California financial regulations
- Excellent analytical and problem-solving skills
- Certified Regulatory Compliance Manager (CRCM) or similar certification preferred
- Proficiency in compliance software and MS Office Suite
- Exceptional attention to detail and documentation abilities
- Ability to work independently with minimal supervision