Job Description
Join our dynamic compliance team as a Part-Time Compliance Officer and play a critical role in ensuring regulatory adherence while fostering a culture of integrity. This hybrid position (3 days in-office, 2 remote) offers flexible hours (20-25 hours/week) with competitive compensation and growth opportunities.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC) to update compliance policies
- Conduct risk assessments and internal audits for financial products and services
- Train staff on AML, KYC, and Fair Lending regulations
- Prepare regulatory reports and maintain compliance documentation
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- FINRA Series 63/65/66 licenses preferred
- Proficiency in compliance software (e.g., ComplianceEase, Adenza)
- Strong analytical and problem-solving skills
- Excellent written/verbal communication abilities
- Kansas City metro area residency required