Job Description
Join our dynamic compliance team at Global Financial Partners, where we value work-life balance and professional growth. We're seeking a detail-oriented Compliance Officer with flexible scheduling options to ensure regulatory adherence across our Boston operations. This hybrid role offers autonomy while making a tangible impact on our risk management framework. Enjoy competitive compensation, comprehensive benefits, and a supportive environment designed for modern professionals.
Responsibilities
- Monitor regulatory changes and implement compliance policies across financial products
- Conduct risk assessments and internal audits for AML/FATCA compliance
- Prepare regulatory filings and maintain detailed compliance documentation
- Train staff on compliance procedures and regulatory updates
- Collaborate with legal and audit teams on compliance initiatives
- Investigate potential violations and recommend corrective actions
- Stay current with SEC, FINRA, and state regulatory requirements
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience in financial services
- Strong knowledge of FINRA/SEC regulations and AML protocols
- Excellent analytical skills with attention to detail
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional written and verbal communication skills
- Proficiency in compliance management software (e.g., NASD Trace)
- Ability to work independently with flexible scheduling