Job Description
Join our dynamic compliance team at Jacksonville Financial Services, where integrity meets innovation. We're seeking a detail-oriented Compliance Officer to safeguard our operations while fostering a culture of ethical excellence. Enjoy competitive benefits, professional development opportunities, and the chance to make a tangible impact in Jacksonville's thriving financial sector.
Responsibilities
- Monitor regulatory changes and ensure adherence to federal/state compliance requirements
- Conduct internal audits and risk assessments for financial products
- Develop/implement compliance policies and procedures
- Train staff on regulatory updates and best practices
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports for FINRA/FDIC/SEC
- Collaborate with legal and executive teams on compliance strategies
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Relevant certifications (CRCM, CAMS, or CCEP preferred)
- Deep knowledge of FINRA, AML, and BSA regulations
- Exceptional analytical and problem-solving skills
- Strong written/verbal communication abilities
- Experience with compliance management software
- Ability to thrive in a fast-paced regulatory environment