Job Description
Join Coastal Compliance Solutions as a Part-Time Compliance Officer and play a vital role in safeguarding our organization's regulatory integrity. We're seeking a detail-oriented professional to ensure adherence to federal and state regulations while supporting our dynamic financial services team. Enjoy flexible hours in a collaborative environment where your expertise drives compliance excellence.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments for financial operations
- Prepare compliance reports for senior management and regulatory bodies
- Train staff on new regulations and compliance procedures
- Investigate potential violations and recommend corrective actions
- Maintain accurate documentation of compliance activities
- Collaborate with legal and finance teams on regulatory matters
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- Knowledge of FINRA, SEC, and Virginia state regulations
- Strong analytical and problem-solving skills
- Proficient in compliance software (e.g., ComplianceEase, MetricStream)
- Excellent written and verbal communication abilities
- Certified Regulatory Compliance Manager (CRCM) preferred
- Ability to work independently with minimal supervision