Job Description
Join our dynamic compliance team in sunny San Diego! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence while enjoying a flexible work schedule. This hybrid role combines remote flexibility with in-office collaboration in our downtown headquarters. You'll protect our organization's integrity while maintaining work-life balance in California's premier coastal city.
Why You'll Love This Role:
- Flexible hours (30-40 hrs/week)
- Hybrid work model (3 days remote/week)
- Competitive benefits package
- Professional growth opportunities
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments
- Prepare compliance reports for executive leadership
- Train staff on regulatory requirements and ethical standards
- Investigate potential compliance violations and recommend corrective actions
- Liaise with external regulators and legal counsel
- Maintain accurate compliance documentation
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- Strong knowledge of FINRA/SEC regulations
- Excellent analytical and problem-solving skills
- Proficient with compliance software (e.g., ComplianceEase, MetricStream)
- Strong written and verbal communication abilities
- Ability to work independently with flexible hours