Job Description
Join Pittsburgh Financial Solutions as a Compliance Officer where we provide all necessary equipment to ensure your success! We're seeking a detail-oriented professional to maintain regulatory adherence and mitigate risks in our dynamic financial services environment. Enjoy competitive benefits, hybrid work options, and career growth opportunities in the heart of Pittsburgh.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal and state regulations
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare detailed reports for executive leadership and regulatory bodies
- Train staff on compliance policies and regulatory changes
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and operations teams to ensure alignment
- Stay updated on industry regulations and emerging compliance trends
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and state regulations
- Certified Compliance & Ethics Professional (CCEP) certification required
- Excellent analytical and problem-solving skills
- Exceptional written and verbal communication abilities
- Proficient with compliance software and data analysis tools
- Ability to manage multiple priorities in a fast-paced environment