Job Description
Join ComplianceGuard Solutions as a Part-Time Compliance Officer in Wichita, KS! We're seeking a detail-oriented professional to ensure our operations adhere to federal, state, and industry regulations. This role offers flexible hours (20-25/week) and the opportunity to make a tangible impact in a dynamic finance environment. Perfect for experienced professionals seeking work-life balance while advancing their compliance career.
Responsibilities
- Monitor and implement regulatory compliance policies across financial operations
- Conduct internal audits and risk assessments for adherence to FINRA/SEC guidelines
- Prepare detailed compliance reports for executive leadership
- Stay updated on evolving financial regulations (e.g., AML, BSA, KYC)
- Train staff on compliance protocols and best practices
- Collaborate with legal team on regulatory changes and policy updates
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 2+ years compliance/regulatory experience in finance
- FINRA Series 63 or 65 certification preferred
- Proficiency in compliance software (e.g., ComplianceEase, Lumina)
- Exceptional attention to detail and documentation skills
- Strong written communication for reporting and training
- Ability to work independently with minimal supervision