Job Description
Join Empire Financial Group as a Part-Time Compliance Officer and become a guardian of regulatory excellence in Buffalo's thriving financial sector. We're seeking a detail-oriented professional to ensure our operations adhere to federal, state, and industry regulations while fostering a culture of integrity. This hybrid role (3 days onsite/2 remote) offers competitive compensation, flexible scheduling, and opportunities for professional growth in a supportive environment.
Responsibilities
- Monitor and implement compliance policies for AML, KYC, and FINRA regulations
- Conduct internal audits and risk assessments across banking products
- Prepare detailed compliance reports for senior management and regulatory bodies
- Train staff on regulatory updates and procedural changes
- Investigate and resolve compliance breaches with corrective action plans
- Stay current on NYDFS regulations and federal banking laws
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 2+ years of compliance or regulatory experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Strong knowledge of banking regulations (Regulations E, O, Z, etc.)
- Exceptional analytical and documentation skills
- Ability to work independently with minimal supervision
- Proficiency in compliance software (e.g., OnBase, ComplyAdvantage)