Job Description
Join Integrity Financial Services as a Part-Time Compliance Officer and become a guardian of regulatory excellence in Greensboro's thriving financial sector. This dynamic role offers flexible hours while allowing you to make a tangible impact on our organization's ethical framework and risk management practices. We're seeking a detail-oriented professional who thrives in a collaborative environment and is passionate upholding industry standards.
Our ideal candidate will work 20-25 hours weekly while ensuring adherence to federal regulations, internal policies, and emerging compliance requirements. This hybrid position combines remote flexibility with in-office collaboration at our modern Greensboro headquarters, offering competitive compensation and professional development opportunities.
Responsibilities
- Monitor and ensure adherence to federal regulations (including FINRA, SEC, and AML requirements)
- Conduct periodic internal audits and compliance reviews across departmental operations
- Develop and implement compliance training programs for staff at all levels
- Investigate potential compliance breaches and recommend corrective actions
- Prepare detailed compliance reports for executive stakeholders and regulatory bodies
- Stay updated on evolving regulatory landscape and communicate changes to relevant teams
- Collaborate with legal department to interpret complex compliance requirements
Qualifications
- Bachelor's degree in Finance, Business Administration, or related field (or equivalent experience)
- 3+ years of compliance/regulatory experience in financial services
- Strong knowledge of FINRA, SEC, and AML regulations
- Excellent analytical skills with attention to detail
- Effective written and verbal communication abilities
- Proficiency in compliance software and Microsoft Office Suite
- Certified Compliance & Ethics Professional (CCEP) preferred
- Ability to work independently while collaborating cross-functionally