Job Description
Join our dynamic team as a Part-Time Compliance Officer in Miami and play a pivotal role in safeguarding our organization's integrity. This position offers flexible hours while allowing you to make a significant impact in regulatory compliance within the vibrant financial sector of South Florida.
We're seeking a detail-oriented professional to ensure adherence to federal, state, and local regulations while fostering a culture of ethical conduct. If you're passionate about risk mitigation and regulatory excellence, this opportunity is your chance to advance your career without full-time commitment.
Responsibilities
- Monitor and ensure compliance with FINRA, SEC, and Florida state regulations
- Conduct internal audits and risk assessments for financial operations
- Develop and implement compliance policies and procedures
- Prepare detailed regulatory reports and documentation
- Train staff on compliance protocols and ethical standards
- Investigate potential compliance violations and recommend corrective actions
- Stay updated on regulatory changes affecting financial institutions
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 2+ years of compliance experience in financial services
- Knowledge of AML, BSA, and SEC regulations
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Proficiency with compliance software (e.g., ComplyAdvantage, Nasdaq Trade Surveillance)
- Ability to work independently with minimal supervision