Job Description
Start your new career tomorrow! Nashville Financial Services Inc. is seeking a detail-oriented Compliance Officer to join our dynamic team. Ensure regulatory adherence while driving ethical business practices in this critical role. Enjoy competitive compensation, comprehensive benefits, and immediate start date. Apply today to become an integral part of our commitment to financial integrity and client trust.
Responsibilities
- Monitor and ensure compliance with federal, state, and local regulations (SEC, FINRA, etc.)
- Develop, implement, and maintain internal compliance policies and procedures
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Investigate and resolve compliance violations with appropriate corrective actions
- Provide compliance training and guidance to staff across all departments
- Stay current on regulatory changes and update compliance frameworks accordingly
- Prepare detailed compliance reports for senior management and regulatory bodies
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of SEC, FINRA, and AML regulations
- Excellent analytical skills with attention to detail
- Certified Regulatory Compliance Manager (CRCM) or CAMS designation required
- Proficient in compliance software and MS Office Suite
- Exceptional communication and interpersonal skills
- Ability to thrive in a fast-paced, deadline-driven environment