Job Description
Join our dynamic team at Global Financial Solutions Inc. as a Part-Time Compliance Officer in Columbus, OH. You'll play a pivotal role in ensuring regulatory adherence while supporting our mission to deliver ethical financial services. This flexible position (20-25 hours/week) offers the perfect opportunity to leverage your expertise in a supportive environment with growth potential.
We're seeking a detail-oriented professional passionate about risk mitigation and regulatory excellence. Enjoy competitive compensation, hybrid work options, and the chance to make a tangible impact on our compliance framework.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, Ohio state laws) to ensure compliance policies remain current
- Conduct internal audits and risk assessments across financial operations
- Develop and implement compliance training programs for staff
- Investigate potential compliance violations and prepare remediation reports
- Maintain accurate compliance documentation and reporting systems
- Collaborate with legal and executive teams on compliance strategy
- Respond to regulatory inquiries and examinations
Qualifications
- Bachelor's degree in Finance, Business Administration, or related field (or equivalent experience)
- 3+ years of compliance/regulatory experience in financial services
- Strong knowledge of FINRA/SEC regulations and Ohio state financial laws
- Excellent analytical skills with attention to detail
- Proficiency in compliance software (e.g., ComplianceEase, MetricStream)
- Certifications (CRCM, CAMS) preferred
- Exceptional written and verbal communication skills