Job Description
Join our dynamic team as a Part-Time Compliance Officer and play a pivotal role in safeguarding our regulatory integrity. This position offers flexible hours while allowing you to make a significant impact in a fast-paced financial environment. We're seeking a detail-oriented professional passionate about ensuring adherence to federal regulations and internal policies. Enjoy competitive compensation, remote flexibility options, and opportunities for professional growth within an industry leader.
Responsibilities
- Monitor regulatory changes and implement compliance procedures across all business units
- Conduct internal audits and risk assessments to identify potential compliance gaps
- Prepare detailed compliance reports for senior management and regulatory bodies
- Train staff on compliance protocols and regulatory requirements
- Investigate and resolve compliance violations with corrective action plans
- Maintain accurate documentation of compliance activities and policies
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and federal banking regulations
- Excellent analytical and problem-solving skills
- Proficiency with compliance management software (e.g., Compliance.ai)
- Ability to work independently with minimal supervision
- Strong written and verbal communication skills