Job Description
Join our dynamic compliance team at Nevada Financial Group and make an immediate impact! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate risks in our fast-paced Las Vegas operations. This urgent opening offers the chance to shape our compliance framework while working with industry leaders in financial services.
Why Apply Today? Enjoy competitive compensation, comprehensive benefits, and the opportunity to advance your career in one of America's most vibrant cities. Our collaborative culture values innovation and professional growth.
Responsibilities
- Develop and implement internal compliance policies aligned with federal/state regulations (FINRA, SEC, NMLS)
- Conduct routine audits and risk assessments to identify compliance gaps
- Investigate and resolve regulatory inquiries, examinations, and enforcement actions
- Provide compliance training to staff across all business units
- Monitor legislative changes and update compliance procedures accordingly
- Maintain accurate compliance documentation and reporting systems
- Collaborate with legal and executive teams on compliance strategy
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years compliance experience in financial services or regulated industries
- Active FINRA Series 63, 65, or 26 license required
- Proficiency with compliance software (e.g., Compliance.ai, OnBase)
- Strong understanding of AML, BSA, and consumer protection regulations
- Exceptional analytical and problem-solving skills
- Certified Regulatory Compliance Manager (CRCM) designation a plus