Job Description
Join our dynamic team at Global Financial Solutions Inc. as an Immediate Hire Compliance Officer in Buffalo, NY. We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate financial risks in a fast-paced environment. This premium opportunity offers competitive compensation, comprehensive benefits, and immediate start date. If you're passionate about compliance excellence and want to make an immediate impact, apply today!
Responsibilities
- Monitor regulatory changes and implement compliance policies across financial operations
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare detailed compliance reports for executive stakeholders and regulatory bodies
- Develop and deliver employee training programs on regulatory requirements
- Collaborate with legal and finance teams on compliance initiatives
- Investigate potential violations and recommend corrective actions
- Ensure adherence to FINRA, SEC, and NYDFS regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and NYDFS requirements
- Certified Regulatory Compliance Manager (CRCM) designation required
- Advanced analytical and problem-solving skills
- Proficiency in compliance software (e.g., OnBase, Compli)
- Exceptional communication and documentation abilities
- Ability to thrive in deadline-driven environments