Job Description
Join our dynamic team as a Compliance Officer in Greensboro, NC and enjoy the benefit of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks across our financial operations. This role offers competitive compensation, comprehensive benefits, and a collaborative environment where your expertise drives compliance excellence.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations
- Conduct internal audits and risk assessments for financial processes
- Prepare detailed compliance reports for executive leadership
- Train staff on regulatory updates and compliance protocols
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- Strong knowledge of FINRA, SEC, and NC banking regulations
- Certified Regulatory Compliance Manager (CRCM) preferred
- Advanced analytical and problem-solving skills
- Excellent written and verbal communication abilities
- Proficient in compliance software and MS Office Suite